In House Counsel Jobs New York | JDHuntr 43511 Chief Compliance Officer (Remote), San Francisco, CA Job at In House Jobs | JDHuntr, San Francisco, CA

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  • In House Jobs | JDHuntr
  • San Francisco, CA

Job Description

In House Counsel Jobs New York | JDHuntr 43511 Chief Compliance Officer (Remote), San Francisco, CA
To apply go to JDHuntr.com
Develop and implement policies and procedures designed to meet applicable securities regulatory requirements. Establish, review, test and modify policies and procedures designed to achieve compliance with applicable securities laws and regulations and FINRA rules evidenced in annual FINRA Rule 3130 certification. Lead the companys broker-dealer Compliance team and program.


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Employment Type: Full-Time

Job Tags

Full time, Remote work,

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